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By Glenn J. Rix, Eduardo Tavera, Raphael Siebenmann, Zhongjie Zhang, Robert C. Bachus, Jongwon Jung

"The Louisiana Department of Transportation and Development (LADOTD) uses a variation of the FHWA-modified Gates equation to verify the nominal pile bearing resistance, typically on smaller projects where static load tests and dynamic monitoring are not practical. An inconsistency in the resistance factors for load and resistance factor design (LRFD) penalizes the target pile capacity needed during field observation if the LADOTD dynamic formula equation is used, which is unreasonable, and has created confusion among designers, consultants, district personnel, and inspectors in Louisiana. The objectives of this project are to recalibrate the FHWA-modified Gates equation and update the associated LRFD resistance factor for pile types and local soil conditions encountered in Louisiana. Improved consistency relative to the current design approaches will be achieved if the updated resistance factor matches or exceeds the worst-case resistance factor used by LADOTD, which will reduce confusion among users. Updating the resistance factor will also serve to increase confidence in the FHWA modified Gates equation, optimize the efficiency of the piles, and reduce project costs.IntroductionThe original 1957 Gates pile driving formula (Gates, 1957) is an empirically derived dynamic formula that is used to predict pile capacity in the field during pile installation. The original Gates formula tends to over-predict pile capacity for low driving resistances and under-predict pile capacity for high driving resistances (Hannigan et al., 1998). Thus, the Federal Highway Administration (FHWA) proposed a modified version of the Gates formula that addressed this limitation. The FHWA–modified Gates equation is:"

Jan 1, 2017

By Ross T. McGillivray, David S. Graham, Dan A. Brown, Steven D. Dapp

"The Selmon Expressway includes an elevated structure extending across several miles of weathered karstic limestone geology, and represents a challenge for design because of the high variability of the material and the difficulty in characterizing the strength. The nature of the epikarst in this region of Tampa is such that variability can be extreme within distances of only a few feet. The weathered rock includes extremely soft soil infill within solution features on and within the formation. The limestone is so weathered that coring typically does not yield useful samples for strength testing, and in-situ Standard Penetration Testing (SPT) tests often encounter refusal blow counts. Thus the challenge for foundation design includes two components of reliability risks: the uncertainty associated with the ground conditions at a given foundation location plus the uncertainty associated with the foundation performance at a given location even when the stratigraphy is determined.This paper describes the design approach that has been implemented successfully for two projects at the Lee Roy Selmon Crosstown Expressway (LRS) in Tampa, Florida: the assessment and remediation of the reversible elevated lane (REL) foundations constructed in 2004, and the elevated expressways widening project constructed in 2012. Included in this design approach is a method developed for computing axial resistance in this local geology. Design for axial loading relies primarily on the development of side resistance, which was considered less subject to performance risks than base resistance. The calculation method incorporates a statistical analysis of SPT data, tempered by engineering judgment, to characterize stratigraphy at a given location into either soil, intermediate geomaterial (IGM) or rock.IntroductionThe subsurface stratigraphy of sites underlain by weathered limestone formations can be highly variable with respect to material layer thicknesses and strengths, even over short horizontal distances. This is the case for much of Florida, and particularly the Tampa area. These conditions present a challenging environment for the design of drilled foundations because of the need for a reliable determination of subsurface conditions at each foundation location, as they relate to the expected axial performance. Contributing factors include:"

Jan 1, 2015

By Edwin W. Hickey

This paper briefly discusses the geologic conditions in South Florida relative to the design, construction, and performance of deep foundations. The subsurface conditions in this area are unique in that the rock layers are highly porous and often very soft, and are sandwiched between layers of typically loose, uncemented quartz fine sands. Due to the high porosity of the Miami Limestone, 4-inch diameter rock coring is often required to obtain intact samples, and dewatering of excavations is sometimes difficult or impossible. The sand layers, typically tens of feet thick, are very loose to loose in relative density and have been the cause of unexpected large, deep foundation settlements. The engineering properties of the various geologic formations are discussed, along with typical deep foundation types used in the Miami area prior to and after 1980.

Jan 1, 2003

By Emad Farouz

This paper presents a case history of a successful construction-phase pile load test program that optimized the pile design in challenging ground conditions at the Great Neck Wastewater Treatment Plant in the Town of North Hempstead in Nassau County, New York. The improvements and expansion of the wastewater treatment plant included the construction of several new structures to comply with new stringent nitrogen discharge requirements and new design flow. The challenging ground conditions included up to 20-ft thick organic deposits with weight of hammer blow counts and up to 14 percent organic content and tidal ground water that was near the ground surface. The foundation design evaluated various deep foundation alternatives and selected driven closed-ended pipe piles then filled with concrete as the most suitable foundation. The selection process included considerations of cost, risk, vibrations, noise, and schedule. The contract documents utilized an innovative approach of performing an optimization load test program that was implemented during construction to optimize pile lengths and reduce potential vibration and construction schedule. This paper discusses the details of the successful load test program including static testing, dynamic testing, and the innovative contracting approach utilized to implement the construction phase load test program. It also discusses the successful development and implementation of driving criteria for production piles and construction challenges. The successful load test program resulted in savings of several hundred thousand dollars, optimized schedule, and lower environmental impacts.

By Paul J. Lewis

Replacement of the Monroe Street Viaduct in southwest Baltimore City, Maryland included transforming 240 feet of the south approach from a pile-supported multi-span bridge to a mechanically stabilized earth (MSE) embankment supported by vibro-concrete columns (VCCs) and a load transfer platform. The project area was underlain with highly compressible soils which would have resulted in up to 18 inches of settlement under the proposed embankment load. Adjacent structures and critical underground utilities would have been impacteded or damaged by this settlement. Various load transfer alternatives were evaluated to mitigate the anticipated settlement by supporting the embankment on a deeper, more competent stratum. The alternatives considered included compaction grout columns, stone columns, deep soil mixing, and VCCs. Deep soil mixing was eventually selected for design, however, as part of a value engineering proposal, the general contractor Joseph B. Fay Company, with assistance from Hayward Baker and the Collin Group, prepared and submitted an alternative consisting of VCCs. This paper presents the details of the value load transfer platform and VCC design. Loading tests were utilized to confirm the VCC capacity and field changes were implemented based on the test results.

Jan 1, 2007

By Timothy C. Siegel, Derrick Dasenbrock, Rich Lamb, Paul J. Axtell

"The axial resistance provided by deep foundations may be divided into two components: side resistance and tip resistance. The direction that the side resistance acts depends on the relative movement between the deep foundation and the adjacent soil. That is, when the foundation moves downward relative to the soil, then the side resistance is positive and acts upward. Conversely, when the soil moves downward relative to the foundation the side resistance is negative and acts downward. Research supports that both positive side resistance and negative skin friction develop in essentially all deep foundations. The side resistance distribution is a function of the soil strength and stiffness, the applied top loads, and whether the top load is sustained, transient, or a combination of sustained and transient loads. Consideration of drag load and downdrag has become more convoluted with implementation of geotechnical aspects into the AASHTO LRFD Bridge Design Specifications and its use of load and resistance factors. This paper examines the current AASHTO Specifications and presents an alternative design approach for drag load and downdrag using the LRFD framework. The alternative design approach is illustrated by two examples involving drag load and downdrag.IntroductionThe axial resistance provided by deep foundations may be divided into two components: side resistance and tip resistance. The direction that the side resistance acts depends on the relative movement between the deep foundation and the adjacent soil. That is, when the foundation moves downward relative to the soil, then the side resistance is positive and acts upward. Conversely, when the soil moves downward relative to the foundation the side resistance is negative and acts downward. Research supports that both positive side resistance and negative skin friction develop in essentially all deep foundations. The side resistance distribution is a function of the soil strength and stiffness, the applied top load, and whether the top load is sustained, transient, or a combination of sustained and transient.Consideration of drag load and downdrag has become more convoluted with implementation of geotechnical aspects into the LRFD Bridge Design Specifications and its use of load and resistance factors. This paper examines current LRFD design specifications and presents an alternative design approach for drag load and alternative design approach is applied to several examples where drag load and/or downdrag may control design."

Jan 1, 2015

By Bill Zietlow

A micropile and soil nail underpinning system was installed to support a building immediately adjacent to a 25-ft deep excavation in downtown Salt Lake City, Utah. Both the building and the underpinning were instrumented to monitor deflections, rotation and crack growth. The underpinned structure consisted of a two story concrete masonry unit (CMU) building founded on shallow spread footings attached to a concrete high-rise building on spread footing two floors below grade. The face of the excavation was 10 in. in front of the underpinned building foundation wall. The underpinning system consisted of small diameter hollow bar micropiles installed with injection grouting techniques below the bottom of the excavation and attached to the underpinned structure by a concrete pile cap doweled into the existing footing. The lateral loads imposed by the soil under the underpinned structure were designed to be supported by the soil nail wall installed through the micropiles during excavation. The settlement monitoring instruments consisted of crack gages, optical survey prisms, high sensitivity vibrating wire water levels and biaxial vibrating wire tilt meters. They recorded maximum movements of approximately 0.1 in. of settlement, 0.05 deg. rotation (top of wall rotating away from excavation) and up to 0.08 in. of crack opening during the excavation until one month after the soil nails and shotcrete facing were completely installed. This movement was well within both the estimated settlement and the estimated settlement tolerance of the underpinned structure.

Jan 1, 2008

By Mike Muchard

A design phase load test program was performed at the Broadway Viaduct bridge site to evaluate load carrying capacity and constructability of post grouted drilled shafts. The program included construction, instrumentation, post grouting and load testing of three drilled shafts. Two shafts included sleeve port and plate base grouting apparatus and were post grouted. The third shaft was un-grouted and served as a control shaft for comparison of the un-grouted end bearing. The shafts were 5 feet in diameter with the control shaft at 55 feet in length and post grouted shafts at 55 and 66 feet. SPT borings at the centerline of each test shaft defined geotechnical conditions at each shaft. Test shafts were instrumented with strain gages and concrete integrity was evaluated with crosshole sonic logging. Instrumentation and data acquisition was used during the post grouting operation to fully capture the shaft behavior. Finally, Statnamic load testing was performed on all three shafts to their ultimate capacity. The fine to coarse sandy soils in which the shafts were tipped in were well suited to improvement from post grouting. Grout pressures of 660 psi were achieved with 0.08 inch or less of upward shaft movement. Subsequent Statnamic load tests showed 183 to 192 percent greater end bearing in the post grouted shafts as compared to the un-grouted shaft. The overall result showed a potential savings of approximately 9 feet to 35 feet of drilled shaft length in addition to the increased quality assurance from post grouting.

Jan 1, 2009

By Jeongbok Seo

This paper describes successful application of driven tapered-steel-pipe piles for two large-scale projects in the New York metropolitan area: Rego Park Mall, Rego Park, N.Y. and 164 Kent Avenue, Brooklyn, N.Y. The combination of side friction and end bearing resistance produced by tapered-steel-pipe piles has been well-recognized as greater than the side friction and end bearing resistance by pipe piles. Forty-four tapered piles were driven and tested at these two sites. Design pile load for the two sites was 260 kips for Rego Park Mall and 400 kips and 300 kips for 164 Kent Avenue. To measure the pile-drive hammer efficiency, the compressive stress in the pile, and to estimate the ultimate bearing capacity of the pile, dynamic load testing using a Pile Driving Analyzer (PDA) was conducted on index piles at the sites. Subsequent to the field testing, data analysis using the Case Pile Wave Analysis Program (CAPWAP) was conducted. Restrike PDA analysis and full-scale static load tests were performed on the selected test piles. Test piles at the project sites exhibited significant time-dependent increases in bearing capacity caused by the effects of "set-up" or "soil freeze." The dissipation of excess pore-water pressure in the soil, which had been disturbed and remolded by driven pile, was generally considered the primary cause of set-up. The increase at the subject sites ranged from 100 to 300 percent of the capacity measured at the initial driving. This paper discusses the results of various types of load testing on tapered piles and the set-up effects by comparing PDA test results acquired during and after pile driving. Finally, an empirical relationship for the New York metropolitan area has been offered for quantifying set-up.

Jan 1, 2008

By Douglas L. Scaggs

Over the past several years, pile foundations have grown to meet the demands of larger and heavier structures. As the foundations have grown, so has the need for larger and more robust piles to carry the increased loads. Seismic considerations have also required larger and tougher piles to withstand the added component of supporting structures during earthquakes. While H-piles, precast concrete piles, timber piles and small pipe piles have been the product of choice, many applications are now calling for much larger piling requiring larger equipment and presenting the contractor with new challenges. This paper is not intended to be a ?how to? guide as much as a discussion on the potential pitfalls a contractor should watch out for when considering a project where mega piles are required.

Jan 1, 2013

By Denton A. Kort

Historically the visual examination of drilled shafts to determine shape was typically done under dry conditions. Many engineers believe that by using a dry method of construction, the question of shape is minimized because they can visually examine the excavation. In fact, test data suggests that slurry stabilized shafts tend to perform better than similarly constructed dry shafts. Clearly, the uncertainty of the shaft shape is magnified when constructed under slurry. Recent advancements have allowed a mechanical caliper to determine shape in wet conditions, but can be limited by certain shaft anomalies. New sonar technology can determine shaft shape, volume and verticality. The value of sonar technology to the geotechnical and foundation industry at large in terms of quality assurance for clients/owners and quality control for drilled shaft contractors is significant. This presentation will discuss the development and process of sonar calipering technology as it relates to the geotechnical and deep foundation industry. Sonar calipering results presented may include images from the following types of projects: slurry walls, bridge piers, cofferdams and secant walls. The results identify shaft anomalies in a variety of slurry environments, from water and polymer mixes through mineral slurries. Real-time in-situ images and CAD drawings will be presented illustrating the advantages of good caliper data taken during construction. This presentation will appeal to the geotechnical and structural engineers, as well as those supporting the deep foundation industry at large.

Jan 1, 2007

By Alain Pecker

The choice of a design concept for a bridge foundation is guided by various factors; several of these factors are indeed of technical origin, like the environmental conditions in a broad sense, but others non technical factors may also have a profound impact on the final design concept. The foundations solutions adopted for the Rion Antirion bridge are described and an attempt is made to pinpoint the major factors that have guided the final choices. The Rion Antirion bridge is exemplar in that respect: the foundation concept combines the simplicity of capacity design, the conceptual facility of construction and enhances the foundation safety. The design of these foundations was a very challenging task which required full cooperation and close interaction with all the parties involved: concessionaire, contractor, designers and design checker.

Jan 1, 2013

By F. Keith Jacobson

To be involved in the construction of a deep dredged caisson for a major bridge pier is one of the most rewarding and professionally challenging experiences one can have in the bridge construction business. That experience was doubled in the construction of the two deep dredged caissons for the Highway 82 Bridge over the Mississippi River near Greenville, Mississippi. The challenges and the construction risks associated with constructing these two dredged caisson pier foundations highlight the construction engineering innovation associated with major bridge pier construction. The 1,378-foot Main Span of the Highway 82 Bridge makes it the longest cable stayed bridge span over the inland rivers of the United States. The main piers for this bridge are supported on two dredged caissons measuring 80-feet by 122-feet in plan, founding 200-feet and 170-feet below the river surface. The challenges of constructing these caisson structures, sinking them through 70-feet of water to the river bottom and then excavating and further sinking them to the founding grade without exceeding the design tolerances, were enormous. The construction engineering opportunities for innovation included major breakwater structures to create a friendly environment in 11 ft/sec currents, the first time use of Articulated Concrete Mattresses for river bottom scour control, unique air dome design to maximize the buoyancy of the caisson structure while floating, a caisson guide system to assure positive control and positioning of the caisson during the initial sinking phases, and a comprehensive sinking plan to assure maximum control and minimum risk. Many of the innovative solutions to the construction challenges on this bridge will be incorporated into future caisson construction projects on the lower Mississippi River.

Jan 1, 2013

By A. B. Cerato, M. K. ElSawy, A. Elgamal

"Helical piles are gaining popularity as foundations for new construction as well as retrofitting option for deficient foundations. More recently, large diameter helical piles are used to support structures in regions characterized with high seismic hazard. Even though they have proven to be viable in seismic areas such as New Zealand, where they experienced little damage during the Christchurch earthquake, the knowledge about their seismic analysis and performance is largely lacking. Therefore, there is a need for comprehensive study to evaluate their performance under seismic loading. The current objective of this study is to investigate the performance of helical piles through a full-scale testing program that was performed at the NEES/UCSD Large High Performance Outdoor Shake Table (LLHPOST). The experimental setup involved ten steel piles of different configurations installed in dry sand. The piles were loaded with different masses and were subjected to different earthquake signals to simulate different dynamic behavior. This paper compares the performance of different moment curve fitting methods used to interpret the test data. Furthermore, the effects of different frequency content of loading on the pile response is illustrated in terms of deflection along the shafts of tested piles with different configurations.INTRODUCTIONEarthquakes are a major hazard for structures situated in seismic regions, and dynamic loading must be a design consideration. Successful design of a foundation system entails providing a safe and economic foundation solution to resist earthquake loading. Different foundation options have been used to support buildings in high seismic regions. Helical piles represent a viable foundation option that offers several advantages in terms of ease of installation, lower cost and environmental impact, ability to approximate the axial capacity directly from torque readings and more (Perko 2009). However, they are not typically considered as an option in many seismic regions. Meanwhile, several buildings supported on helical piles in New Zealand have survived the Christchurch earthquake with negligible damage, which encourages performing further research to understand the behaviour of these piles under seismic loading.A helical pile consists of a steel shaft fitted with a steel helix/helices. The helical pile is installed by applying torque to its head via mechanical torque. Nowadays, helical piles are used in a wide range of applications such as foundations for light posts and residential houses. The static behaviour of helical piles has been studied extensively and is relatively well understood (Tsuha and Aoki 2010; Mittal et al. 2010; Sakr 2011; Elsherbiny and El Naggar 2013; El Sharnouby and El Naggar 2012; Elkasabgy and El Naggar 2015; Weidong et al. 2015 and Bagheri and Naggar 2015) However, the dynamic and seismic behaviours of helical piles is seldom investigated (Elkasabgy and El Naggar 2013). This underscores the knowledge gap currently present regarding the seismic behaviour of helical piles."

Jan 1, 2017

By Hyung-Min Kwon

There are a number of methods available that can be used to estimate the bearing capacity of piles that are subject to lateral load, such as the theory of subgrade reaction or the elastic continuum approach. The objective of these approaches is to determine the lateral load corresponding to the allowable lateral displacement of the pile. It is important to select the appropriate soil stiffness when analyzing soil behavior within the allowable displacement of piles because the stiffness of soil is dependent on the displacement of piles. Even though pressuremeter tests can measure the stress-strain behavior within a wide strain range, pressuremeter test results have been utilized to assess only the fragmentary soil modulus based on either semi-empirical correlations or analytical approaches. This study is concerned with a methodology that can estimate the horizontal deformational property, while taking into consideration the nonlinear deformational characteristics of sandy soils. Pressuremeter tests were conducted for 15 cases using a calibration chamber. Reloading curves were employed in the estimation of horizontal deformational property in order to minimize the effect of soil disturbance caused by the installation of the probe. The shear modulus degradation characteristics were estimated from the curve fitting for the reloading curve and from extrapolation using the exponential function. In addition, the difference was taken into account between the stress state around the probe in reloading and that of the in-situ state. A consistent relationship was observed between the maximum shear modulus taken from the suggested method and the bender element tests performed in the calibration chamber, simultaneously with the pressuremeter tests. In addition, the results showed significant concurrence with the well-known empirical correlation.

Jan 1, 2008

By Peter J. Nicholson

Recognition of the liquefaction susceptibility of dam embankments has been heightened since the San Fernando Dam near failure incident in 1971. Both the downstream and upstream slopes of dams can be at risk for slope failure that can lead to breaching of the dam during or after a seismic event. Many dams have been remediated by various means such as the installation of stone columns or by excavation and replacement of the liquefaction susceptible material. Recent engineering and technology advances in equipment and materials has shown that construction of shear walls to the appropriate depths and at the right center to center spacing may be an economical alternative to the more traditional methods. Recently, the downstream embankments of at least 4 dams, from South Carolina to California, have been, or in the process of being remediated by the use of shear walls. The method of installation has been either multi-axis Cement Deep Soil Mixing walls or walls constructed by the use of trench excavation under self-hardening slurry. Four case histories of dam remediation are discussed, three by multi-axis paddle auger CDSM equipment one with the use of self hardening slurry trenches.

Jan 1, 2008

By X. M. Wu

The paper describes four different types of support for deep excavations, which are currently used in China. Local experiences were illustrated by presenting case histories for each type of support. For braced excavation in soft clays in Shanghai, the earth pressure against bracings were found to be in conformity with the trapizoidal estimation given by Terzaghi and Peck (1967). For tie-back support of excavations in Beijing and Shengyang, earth pressures were found to be much less than those predicted by ordinary rules. In the construction of a mining shaft in coarse sand below ground water level, high pressure jet grouting has been successfully used to form a circular impervious lining of the shaft. As an effective anti-slide measure, large diameter reinforced concrete piles constructed by open shaft method have been widely used with success.

Jan 1, 2010

By Sam X. Yao

In construction of drilled shafts under water, placing concrete in the shafts is technically demanding and involves complex construction logistics. Past construction experience has demonstrated that high quality concrete can be placed in drilled shafts under water with a proper concrete mix and proper placement techniques. However, a significant number of failures have occurred which have resulted in excessive cost overruns and delays. These problems may have occurred because proper underwater concrete construction techniques have not been widely disseminated within the industry. This is a technical area where competent design and sound construction planning can achieve a significant reduction in both risk and cost. This paper will discuss some key technical issues in the concrete mix design, concrete production and placement for the drilled shaft construction. The paper also describes two lesson-learned case histories from drilled shaft construction projects.

Jan 1, 2013

By Sebastian Lobo-Guerrero

Welcome to DFI45! our first on-line annual meeting. We cannot deny the severe impacts that the COVID19 pandemic is having in our industry and our lives. We extend our support to all of our members that have been impacted in many different ways. But through the middle of this difficult and challenging times, our beloved annual conference emerges, trying to re-unite our industry and remind us why we love what we do so much. DFI45 was not originally planned to be delivered virtually, but as our world changed, we adapted. Adversity became an opportunity to re-invent our annual conference. Thanks to the vision of our Organizing Committee, we saw the amazing new possibilities and DFI45 is today a reality. Our theme for this year is People + Purpose + Passion. This theme was decided before the COVID 19 pandemic started, but today it is more relevant than ever before. We are a group of very diverse people at DFI. Our organization includes Contractors, Consultants, Suppliers, and Academics just to name a few sub-groups. But we all have a common purpose and try to find common ground. We are all extremely passionate about what we do, and this excitement is really what makes this organization what it is today. This conference celebrates this passion as you can see in our three main Keynote Sessions. On a local scale, we want to go back and remember the contribution of our industry to our beloved National Monuments in Washington D.C. On a national scale, we want to explore and recap the development of Government Guidelines and Specifications that became the world standards. And finally, we want to close the conference with a session celebrating the family legacy and share amazing stories of families with multiple generations working in our industry. Besides our Keynote Lectures, the conference is full of exciting content such as several case histories, experimental research in deep foundations, applications of new technologies, business aspects and risk management considerations for deep foundations, just to list a few. We also have our now traditional events such as the Hal Hunt Lecture, Awards Reception, DFI Educational Trust 5K Fundraiser, etc. For the first time, all this content will be delivered using different virtual formats, including on-demand presentations, plenary sessions, interactive chat rooms, etc. We are excited about these possibilities. To conclude, we need to recognize the people that against all odds made this conference a reality. First our sponsors, they adapted to the most abrupt change never thought before, and they always stayed there with us, providing unconditional support. Without them no conference is possible. Next, our Organizing Committee that re-invented the concept of an annual conference and found new and exciting ways to make this happen! Our Technical Program Committee led by our Technical Program Chairs, Jennifer Nicks and Gregg Piazza, showed us that nothing is impossible. And last, but not least, the amazing DFI staff that make dreams reality. It has been an honor to serve as the Conference Chair for DFI45. It is an experience that will stay with me for the rest of my career. Conference Chair: Sebastian Lobo Guerrero, Ph.D., P.E. American Geotechnical and Environmental Services (A.G.E.S.)

Oct 27, 2020

By Aly Mohammad, Dongyi Yue

"The design of rock sockets for drilled shafts and piles proves to be a challenge for the Design Engineer. The magnitude of loads on the shaft and the behavior of the rock are critical in determining the required socket length. Several acceptable methods are available in the literature to analyze a rock socket under a combination of axial loads, lateral loads and moments. This paper will present a state-of-the-art methodology to analyze rock sockets utilizing deformation characteristics of the rock. This design methodology was implemented in the design of a major project in New York City.The project discussed herein is a marine transfer station planned for construction at East 91st Street along the East River in Manhattan. In order to support the piers and platform structures at a site with relatively shallow depth of the bedrock, rock sockets were required for the drilled shaft foundations. Rock sockets were utilized to provide the required fixity to the foundations and the structures. Acting at the top of the rock sockets are large shear forces and moments created by the lateral loads transferred from the structure.Upon review of the available techniques, a simplified method was proposed and used to analyze the rock sockets with a significant magnitude of lateral loading. The method recognizes two mechanisms through which the lateral shear and moment are transferred to the rock; a) load transfer through horizontal resistance of rock and b) the vertical shear resistance of the bond between socket and rock.The first load transfer mechanism was analyzed using the p-y curve method based on a rock model developed by Reese. The second was analyzed using a bond stiffness derived from the formula and curves utilized in the AASHTO Specifications for calculation of rock socket displacement. By comparing the two mechanisms, the main contribution to the large horizontal shear force that developed in the rock socket is identified.The paper will present a summary of the design methodology utilized in determining the length of the rock socket. It is believed that the presented method will provide substantial cost saving in selecting the most economical and efficient design length."

Jan 1, 2005